03.06.2025
2 min read
A global Broker-Dealer was adjudicated by regulators and suffered significant penalties for its ineffective transaction monitoring system and lack of risk-based suspicious activity monitoring.
Alius (A Matrix-IFS Company) was requested to perform analysis and provide possible recommendations for immediate steps that could be performed to mitigate risk in a manner consistent with regulatory requirements.
Alius SMEs’ worked with the Global Head of Risk and Compliance of a large multinational bank to complete a tactical review of its transaction monitoring system in order to develop risk-based suspicious activity monitoring, data validation testing, AML model testing, segmentation, and scenario tuning.
A U.S. commercial bank factored operational efficiency before and after applying RPA to FP investigations. The results were significant and immediate.
How we performed for an international European bank in NYC Model Validation for Actimize CDD & SAM modules, in line with DFS 504 regulations
Helping a leading international commercial bank with their Global AML Competence to assist with the OCC/ DFS 504 model validation.
How we performed end-to-end model validation and optimization of the Actmize SAM model for a New York commercial bank
How we built an AML & fraud compliance programs from the ground up for a new bank
How we helped a UK Tier-1 bank with their legacy TMS which was generating alerts of poor quality; either false positives or low-risk client/activities
A large international bank required an implementation of Actimize’s Fraud Management Solution (IFM), for Corporate Payments Fraud detection.
How we helped a tier-1 global bank who suffered heavy losses due to remote banking fraud by creating a solution that improved its monitoring capabilities.
How we assisted a tier-1 bank to fix the gaps in its existing AML monitoring system by creating an AML optimization program.
How we assisted a Global Payment Processor to cut losses due to fraud committed against their debit cards on their debit solutions.
How we helped a Tier-1 global bank to implement a custom-built case management solution for handling transactions marked as fraudulent.
A European Global Bank engaged Matrix-IFS was in need of a Managed Services provider for their AML and Trade Surveillance programs.
A US Branch of a Global Bank has asked Matrix-IFS to manage the end-to-end implementation of a legacy system components.
A New York Based Broker Dealer needed to upgrade his SAM TM and required complete data sourcing to the new version, including governance infrastructure & control.
A multinational retail corporation was required to identify and investigate suspicious transactions that occurred in-store or online.
How we helped an international bank optimize its transaction monitoring system while under review by the regulator.
A US Regulator needed to adapt Actimize solutions to their unique business requirements of managing voluminous data and multiple exchange monitoring capabilities.
How we developed an automated custom Deal Management solution for a global European bank for its Control Room function
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